Compliance Program Manual

Compliance Program Manual

RowanSOM Compliance Program Manual

The RowanSOM Office of Compliance & Corporate Integrity has created a Compliance Program Manual for the purpose of establishing and explaining our policies. This site contains the following documents:


  • Compliance Plan
  • Program Documentation
  • Oversight and Program Administration
  • Educational Program

Basic Rules of Conduct

  • Comply with All Laws and Regulatory Requirements
  • Keep Accurate Records
  • Behave Ethically
  • Comply with RowanSOM Conflict of Interest Policy
  • Report Possible Violations

Reporting of Potential Legal or Ethical Violations

  • When and Where to Report
  • What to Report
  • Consequences of Reporting

General Statement

Areas of Particular Sensitivity

  • Honesty and Fairness
  • Purchasing and Selling Goods and Services
  • Accurate and Complete Records
  • Compliance with Antitrust Laws
  • Labor and Employee Relations Matters
  • Environmental
  • Occupational Safety and Health

Reporting Suspected Criminal Behavior

  • General Policy
  • Compliant Procedures